Short Answer
Avasthatraya in Vedanta means “the three states” – the three states of consciousness experienced by the Jiva (individual soul): waking (jagrat), dreaming (swapna), and deep sleep (sushupti). These three states are the primary fields of experience through which the Jiva cycles daily. The Mandukya Upanishad (verses 1-7) is the classical text that analyzes these three states to reveal the fourth, Turiya (pure consciousness, the Self). Each state has distinct characteristics: waking is characterized by external objects and the gross body; dreaming by internal objects and the subtle body; deep sleep by the absence of objects and the causal body (ignorance). The Jiva identifies with the gross body in waking, with the subtle body in dreaming, and with nothing (but remains in ignorance) in deep sleep. The Self (Atman) is not any of these states. The Self is the witness of all three states. The analysis of Avasthatraya is a fundamental tool for discrimination (viveka), helping the seeker realize “I am not the waking state, not the dreaming state, not the deep sleep state. I am the witness of all three. I am the Self.” The three states correspond to the three bodies (gross, subtle, causal) and the five sheaths (koshas).
In one line: Avasthatraya is the three states of consciousness – waking, dreaming, and deep sleep – analyzed to reveal the witness Self (Turiya).
Key points:
- Avasthatraya means “the three states” – waking (jagrat), dreaming (swapna), and deep sleep (sushupti)
- The Mandukya Upanishad (verses 1-7) is the primary source for the analysis of the three states
- Waking (jagrat) is characterized by external objects, the gross body, and the ego identified with the body
- Dreaming (swapna) is characterized by internal objects, the subtle body, and the dream ego identified with the dream body
- Deep sleep (sushupti) is characterized by the absence of objects, the causal body (ignorance), and the peace of not-knowing
- The three states correspond to the three bodies: waking = gross (sthula), dreaming = subtle (sukshma), deep sleep = causal (karana)
- The three states are not the Self; the Self is the witness (Turiya) of all three states
- The analysis of Avasthatraya is a method of discrimination (viveka) leading to Self-realization
Part 1: The Literal Meaning and Etymology of Avasthatraya
The word “Avasthatraya” is a compound of two Sanskrit words: “Avastha” (state, condition, stage) and “Traya” (three). Together they mean “the three states” – the three states of consciousness experienced by every human being daily.
| Sanskrit Term | Literal Meaning | Philosophical Meaning | Significance |
|---|---|---|---|
| Avastha | State, condition, stage, situation | A temporary condition that has a beginning and an end. The three states (waking, dreaming, deep sleep) are avasthas because they come and go. The Self is not an avastha because it is eternal. | The three states are temporary. The Self is permanent. Discrimination (viveka) requires distinguishing the permanent from the temporary. |
| Traya | Three | The number three. The three states are not separate from each other; they are experienced by the same Jiva. | The same “I” experiences waking, dreaming, and deep sleep. That “I” is not any of the states. |
| Avasthatraya | The three states | The three states of consciousness: waking (jagrat), dreaming (swapna), and deep sleep (sushupti). Together they constitute the field of experience for the Jiva. | The analysis of the three states reveals the witness (Turiya) as the fourth, which is not a state. |
“The word ‘Avasthatraya’ means the three states. You experience them every day. You wake up. You are in the waking state. You fall asleep. You dream. You are in the dreaming state. You fall into deep sleep. You are in the deep sleep state. Then you wake up again. The cycle repeats. The same ‘I’ experiences all three. That ‘I’ is not the waking state (because you are not always awake). That ‘I’ is not the dreaming state (because you do not always dream). That ‘I’ is not the deep sleep state (because you do not always sleep). That ‘I’ is the witness. That ‘I’ is the Self. The Mandukya Upanishad analyzes the three states to reveal the witness. That is the purpose of Avasthatraya. Not to describe the states. To point beyond them. To point to you. Be the witness. Be free.”
The three states are not just theoretical. They are direct, verifiable experiences. You can examine them in your own life. The analysis of Avasthatraya is a practical method of self-inquiry, not merely a philosophical concept.
Part 2: The Three States – Detailed Description
The Mandukya Upanishad (verses 1-7) provides the most detailed analysis of the three states. Each state has distinct characteristics: the location of experience (external or internal), the body that is active, the sense organs that function, the mental faculties that operate, and the identification of the ego.
| State | Sanskrit | Quarter (Pada) | Experience | Body Active | Sense Organs | Mental Faculties | Ego Identification |
|---|---|---|---|---|---|---|---|
| Waking | Jagrat | Vaisvanara | The Jiva experiences the external world through the five senses. Objects are perceived as real, solid, and separate. Time, space, and causation operate. There is a sense of agency and doership. | Gross body (sthula sharira, annamaya kosha) is active and experienced. | Five sense organs (jnanendriyas) – eyes, ears, nose, tongue, skin – are active and perceive external objects. | Mind (manas) processes sensory input. Intellect (buddhi) decides and discriminates. Ego (ahamkara) identifies with the gross body. Chitta (memory) stores impressions. | The ego identifies with the gross body. “I am this body. I am a man/woman. I am tall/short. I am (name). This world is real. I am the doer. I am the experiencer.” |
| Dreaming | Swapna | Taijasa | The Jiva experiences an internal world created entirely by the mind. Dream objects, dream emotions, dream actions. No external objects. No physical body. Time, space, and causation operate within the dream but not outside it. | Gross body is not experienced (it is lying on the bed). Subtle body (sukshma sharira – pranamaya, manomaya, vijnanamaya koshas) is active. | Sense organs are active in the dream (dream eyes see dream objects, etc.), but the physical sense organs are dormant. The subtle faculties of perception are active. | Mind (manas) is active (dream thoughts). Intellect (buddhi) decides within the dream. Ego (ahamkara) identifies with the dream body. Chitta (memory) provides the material for dreams (past impressions). | The ego identifies with the dream body. “I am the dream body. I am running. I am afraid. I am flying. I am happy. (in the dream).” |
| Deep Sleep | Sushupti | Prajna (also called “conscious of bliss” – anandamaya) | The Jiva experiences no world, no body, no mind, no ego, no objects. Only peace, stillness, and absence. No desires. No fears. No thoughts. No time, no space, no causation. Only the state of “not-knowing” (ignorance) remains. | Gross body is present but not experienced. Subtle body is resolved (lina). Only the causal body (karana sharira, anandamaya kosha) is active as ignorance (avidya) and the seed of all vrittis. | Sense organs are dormant. No perception occurs. The subtle sense faculties are resolved. | Mind (manas) is resolved (no thoughts). Intellect (buddhi) is resolved (no decisions). Ego (ahamkara) is completely absent (no sense of “I”). Chitta (memory) is resolved (no memory access during deep sleep; memory is only available upon waking). | No ego identification. The ego is absent. There is no sense of “I” at all. Upon waking, the Jiva says “I slept well. I knew nothing.” The “I” that says this is not the deep sleep ego (which was absent). It is the witness. |
“The Mandukya Upanishad (verse 3-5) describes the three states. Verse 3: ‘The first quarter is Vaisvanara, whose sphere is the waking state, who is conscious of external objects.’ Verse 4: ‘The second quarter is Taijasa, whose sphere is the dreaming state, who is conscious of internal objects.’ Verse 5: ‘The third quarter is Prajna, whose sphere is deep sleep, who is conscious of bliss (anandamaya).’ The three states are the field of the Jiva. The Jiva cycles through them daily. The Self is not any of them. The Self is the witness. The witness is the fourth (Turiya). The witness is what you are.”
The three states are not just mental constructs. They are real experiences. The waking state is real at the empirical level (vyavaharika). The dreaming state is real at the apparent level (pratibhasika). The deep sleep state is real as the state of ignorance and potential. All three are not the Self. The Self is the witness.
Part 3: The Three States and the Three Bodies
The three states correspond directly to the three bodies (tri-sharira) in Vedanta. Understanding this correspondence helps the seeker discriminate the Self from the bodies and the states.
| State | Body Active | Body Name | Sheath (Kosha) | What Is Experienced | What Is Not Experienced |
|---|---|---|---|---|---|
| Waking (Jagrat) | Gross body (sthula sharira) is active and directly experienced. The subtle body is also active but is not the primary focus. | Sthula Sharira (gross body) | Annamaya Kosha (food sheath) – the physical body | External objects, physical sensations, the body itself, thoughts, emotions, decisions, memories. | The Self as witness is not experienced (though it is present). |
| Dreaming (Swapna) | Subtle body (sukshma sharira) is active. The gross body is present but not experienced (the body lies on the bed). The causal body is present as the seed. | Sukshma Sharira (subtle body) | Pranamaya Kosha (vital sheath), Manomaya Kosha (mental sheath), Vijnanamaya Kosha (intellect sheath) | Dream objects, dream body, dream thoughts, dream emotions, dream decisions, dream ego. No external objects. | The gross body is not experienced. The Self as witness is not experienced (though it is present). |
| Deep Sleep (Sushupti) | Causal body (karana sharira) is active as ignorance (avidya) and the seed of all vrittis. The gross body and subtle body are present but resolved (not experienced). | Karana Sharira (causal body) | Anandamaya Kosha (bliss sheath) – the sheath of ignorance and reflected bliss | No objects. No body. No mind. No ego. Only peace, stillness, absence, and ignorance (not-knowing). No “I.” | The gross body, subtle body, and all objects are not experienced. The Self as witness is present but not recognized (due to ignorance). |
“The three states are the three bodies. Waking is the gross body. Dreaming is the subtle body. Deep sleep is the causal body. The Jiva is the reflection of the Self in the subtle body. The Jiva experiences the three states through the three bodies. But the Self is none of these. The Self is the witness of the three states and the three bodies. The gross body is seen. The subtle body is seen (you can observe your thoughts and dreams). The causal body is seen (you know ‘I slept well’). The seer is not the seen. The witness is not the body. The witness is the Self. The witness is what you are. Be the witness. Be free.”
The correspondence between the three states and the three bodies is a powerful tool for discrimination. When you are awake, you are identified with the gross body. But you can observe the gross body. Therefore, you are not the gross body. When you dream, you are identified with the subtle body. But you can observe the dream (if you become lucid). Therefore, you are not the subtle body. When you sleep deeply, you are not identified with anything (the ego is absent). But you exist. The one who exists is the witness, not the causal body.
Part 4: The Three States and the Five Sheaths (Pancha Kosha)
The three states also correspond to the five sheaths (pancha kosha) of the Taittiriya Upanishad. The waking state corresponds to the annamaya kosha (food sheath). The dreaming state corresponds to the pranamaya, manomaya, and vijnanamaya koshas (vital, mental, and intellect sheaths). The deep sleep state corresponds to the anandamaya kosha (bliss sheath).
| State | Sheaths Active | Sheaths Resolved | Experience |
|---|---|---|---|
| Waking (Jagrat) | Annamaya kosha (food sheath) is fully active. Pranamaya, manomaya, and vijnanamaya koshas are active as well (the subtle body functions). Anandamaya kosha is present as the seed but not directly experienced. | None fully resolved, though the anandamaya kosha is not directly experienced (it is the background). | The physical body, the breath, the mind, the intellect, the ego – all are active. The Jiva experiences the external world. |
| Dreaming (Swapna) | Pranamaya, manomaya, and vijnanamaya koshas are active (the subtle body). Annamaya kosha is present but not experienced. Anandamaya kosha is present as the seed. | Annamaya kosha is not experienced (the physical body is not known in the dream, though it exists on the bed). | The breath continues (pranamaya), dream thoughts and emotions (manomaya), dream decisions and dream ego (vijnanamaya). No awareness of the physical body. |
| Deep Sleep (Sushupti) | Anandamaya kosha (bliss sheath) is active as ignorance and the seed of all vrittis. The other sheaths are resolved (lina). | Annamaya, pranamaya, manomaya, and vijnanamaya koshas are resolved (not experienced, though they exist as potential). | No body, no breath, no mind, no intellect, no ego. Only peace, stillness, absence, and ignorance. |
“The Taittiriya Upanishad gives the five sheaths. The Mandukya Upanishad gives the three states. They are the same teaching from different angles. The three states are the three bodies. The five sheaths are the three bodies in more detail. Waking is the gross body (annamaya). Dreaming is the subtle body (pranamaya, manomaya, vijnanamaya). Deep sleep is the causal body (anandamaya). The Self is beyond all five sheaths and all three states. The Self is the witness. The witness is what you are. Be the witness. Be free.”
The three states and the five sheaths are complementary frameworks. Both lead to the same conclusion: the Self is not any of these. The Self is the witness.
Part 5: The Jiva’s Experience of the Three States – The Same “I”
A crucial point in the analysis of Avasthatraya is that the same “I” (the same Jiva) experiences all three states. It is not that a different person wakes up, dreams, and sleeps. The same “I” says “I am awake,” “I dreamt,” and “I slept well.”
| State | Who Experiences? | What Does the Jiva Say? | Proof of Continuity |
|---|---|---|---|
| Waking | The Jiva (the reflection of the Self in the subtle body) | “I am awake. I see the world. I am this body. I am doing this.” (The Jiva is identified with the gross body.) | Upon waking from deep sleep, the Jiva says “I slept well.” The “I” that slept is the same “I” that is now awake. |
| Dreaming | The same Jiva (the reflection of the Self in the subtle body) | “I am dreaming. I am flying. I am afraid. I am the dream body.” (The Jiva is identified with the dream body.) | Upon waking from a dream, the Jiva says “I dreamt that…” The “I” that dreamt is the same “I” that is now awake. |
| Deep Sleep | The same Jiva (the reflection of the Self in the subtle body is resolved; the causal body remains as the seed) | Upon waking, the Jiva says “I slept well. I knew nothing.” The Jiva does not speak during deep sleep. | The memory “I slept well” proves that the same “I” was present throughout deep sleep, even though the ego was absent. |
“The same ‘I’ experiences waking, dreaming, and deep sleep. You wake up. You say ‘I am awake.’ You fall asleep. You dream. You say ‘I dreamt.’ You fall into deep sleep. You wake up. You say ‘I slept well.’ The ‘I’ is the same. It does not change. The states change. The ‘I’ does not change. That unchanging ‘I’ is not the waking state (because you are not always awake). That unchanging ‘I’ is not the dreaming state (because you do not always dream). That unchanging ‘I’ is not the deep sleep state (because you are not always asleep). That unchanging ‘I’ is the witness of all three states. That witness is the Self. That witness is what you are. Be the witness. Be free.”
The continuity of “I” across the three states is direct evidence that the Self is not any of the states. The states come and go. The “I” remains. That “I” is the witness. That “I” is Turiya. That “I” is what you are.
Part 6: Discrimination (Viveka) – “I Am Not the Three States”
The analysis of Avasthatraya is a practical method of discrimination (viveka). The seeker examines each state and declares “I am not this state. I am the witness of this state.”
| Step | State | Investigation | Declaration | Realization |
|---|---|---|---|---|
| 1 | Waking (Jagrat) | “Do I experience the waking state? Do I know that I am awake? Does the waking state change? Do I remain when the waking state ends (in sleep)?” | “I am not the waking state. The waking state is seen by me. I am the seer. The waking state comes and goes. I remain.” | The waking state is an object of awareness. You are the subject. You are not the waking state. |
| 2 | Dreaming (Swapna) | “Do I experience the dreaming state? Do I know that I dreamt? Does the dreaming state change? Do I remain when the dreaming state ends (upon waking)?” | “I am not the dreaming state. The dreaming state is seen by me (upon waking). I am the seer. The dreaming state comes and goes. I remain.” | The dreaming state is an object of awareness (as a memory upon waking, or directly if lucid). You are the subject. You are not the dreaming state. |
| 3 | Deep Sleep (Sushupti) | “Do I experience the deep sleep state? Do I know that I slept well? Does the deep sleep state change? Do I remain when the deep sleep state ends (upon waking)?” | “I am not the deep sleep state. The deep sleep state is known by me (upon waking). I am the knower of ‘I slept well.’ The deep sleep state comes and goes. I remain.” | The deep sleep state is an object of awareness (as the memory “I slept well”). You are the subject. You are not the deep sleep state. |
“The Mandukya Upanishad gives the method. Analyze the three states. See that you are not the waking state. See that you are not the dreaming state. See that you are not the deep sleep state. What remains? The witness. The witness is Turiya. The witness is the Self. The witness is what you are. Practice this discrimination daily. When you wake up, before opening your eyes, ask: ‘Who woke up? Not the body. The body was lying on the bed. Not the mind. The mind was resolved. Not the ego. The ego was absent. It is the witness that woke up. I am that witness.’ When you dream, if you become lucid, ask: ‘Who is dreaming? Not the physical body. It is the subtle body. I am the witness of the dream.’ When you go to sleep, ask: ‘Who will sleep? Not the self. The witness never sleeps. The witness watches the sleep.’ Be the witness. Be free.”
This discrimination is not intellectual. It is direct investigation. You do not just think “I am not the waking state.” You examine the waking state. You see that it is an object of your awareness. You, the aware one, are not the waking state. This direct seeing is the heart of Vedantic practice.
Part 7: The Purpose of Avasthatraya – Revealing Turiya (The Fourth)
The ultimate purpose of analyzing the three states (Avasthatraya) is to reveal the fourth, Turiya – the witness of all three states. Turiya is not a fourth state. It is the Self. It is what you are.
| Description of Turiya (from Mandukya Upanishad 7) | Meaning | Relation to the Three States |
|---|---|---|
| “Not conscious of the internal world” | Turiya is not the dreaming state. It is the witness of the dreaming state. | Beyond the second state (dreaming). |
| “Not conscious of the external world” | Turiya is not the waking state. It is the witness of the waking state. | Beyond the first state (waking). |
| “Not conscious of both” | Turiya is not a combination of waking and dreaming. It is not a state at all. | Beyond the first and second states. |
| “Not a mass of consciousness” | Turiya is not an aggregation of experiences. It is indivisible. | Beyond any composite. |
| “Not consciousness (as an object)” | Turiya is not the reflected consciousness (Chidabhasa, the Jiva). It is the original. | Beyond the Jiva (who experiences the three states). |
| “Not unconsciousness” | Turiya is not the deep sleep state (ignorance). It is the witness of deep sleep. | Beyond the third state (deep sleep). |
| “Unseen, beyond empirical dealings, ungraspable, uninferable, unthinkable, indescribable” | Turiya cannot be perceived, inferred, thought, or described. It is the Self. | Beyond all means of knowledge (pramanas). |
| “The essence of the negation of all phenomena” | Turiya is what remains when all three states are negated. | The negation of the three states reveals Turiya. |
| “The one without a second” | Turiya is non-dual (advaita). There is nothing other than Turiya. | Beyond all duality, including the duality of states and witness. |
| “It is the Self. It is to be known.” | Turiya is the Atman. It is not to be attained. It is to be known (recognized). | The goal of the analysis of the three states. |
“The Mandukya Upanishad (verse 7) describes Turiya as the witness of the three states. Turiya is not the waking state. Turiya is not the dreaming state. Turiya is not the deep sleep state. Turiya is the witness. The three states are the seen. Turiya is the seer. The three states are the objects. Turiya is the subject. The three states come and go. Turiya remains. The three states are the waves. Turiya is the ocean. The three states are the reflections. Turiya is the original. The purpose of analyzing the three states is to point to Turiya. The finger (the three states) points to the moon (Turiya). Do not look at the finger. Look at the moon. Do not get lost in the three states. See the witness. See Turiya. See the Self. See what you are. Be free.”
The three states are the map. Turiya is the territory. Do not mistake the map for the territory. The analysis of Avasthatraya is the map. Turiya is what you are.
Part 8: Common Questions
1. Are the three states real or unreal?
The three states are Mithya (dependent reality). They are real at the empirical level (vyavaharika for waking, pratibhasika for dreaming, and karana for deep sleep). They are not absolutely real (Sat) because they change and depend on the Self. They are not absolutely unreal (Asat) because they are experienced. The Self (Turiya) is Sat (absolute reality).
2. Does the Jiva experience the same three states every day?
Yes. Every human being (and all sentient beings with a mind and body) cycles through waking, dreaming, and deep sleep daily. This is a universal human experience. The analysis of Avasthatraya applies to all.
3. Is deep sleep the same as unconsciousness?
No. Deep sleep is a state of consciousness (though without objects). It is not the same as a coma or being knocked unconscious. In deep sleep, the mind is resolved, the ego is absent, but the Self (as witness) is present. Upon waking, the Jiva says “I slept well.” That memory proves that the Self was present. In coma or deep anesthesia, the experience may be different (the Jiva may not have the same memory), but the Self is still present as the witness.
4. Can the three states be experienced simultaneously?
No. The three states are mutually exclusive. You are either awake, dreaming, or in deep sleep. You cannot be awake and dreaming at the same time (though you can be awake and remembering a dream, or dreaming and feeling that you are awake – lucid dreaming). The states are sequential, not simultaneous.
5. Is Turiya a fourth state?
No. Turiya is not a state. States come and go. Turiya never comes and goes. Turiya is the witness of the states. Calling it the “fourth” is a concession to language. The Mandukya Upanishad calls it the “fourth quarter” (pada) to distinguish it from the first three quarters (which are states). But Turiya is not a state.
6. What is the relationship between Avasthatraya and the five koshas?
The three states correspond to the five sheaths. Waking corresponds to the annamaya kosha (food sheath). Dreaming corresponds to the pranamaya, manomaya, and vijnanamaya koshas (vital, mental, and intellect sheaths). Deep sleep corresponds to the anandamaya kosha (bliss sheath). The Self (Turiya) is beyond all five sheaths.
7. How can I use Avasthatraya in daily meditation?
Practice discrimination daily. In the morning upon waking, reflect: “I slept well. Who slept well? Not the body. Not the mind. Not the ego. It was the witness. I am that witness.” During the day, when you are awake, reflect: “I am aware of the waking state. I am the witness of waking. I am not the waking state.” Before sleep, reflect: “I will sleep. The witness does not sleep. The witness watches the sleep.”
8. Which of Dr. Surabhi Solanki’s books should I read to understand Avasthatraya?
Start with Divine Truth Unveiled: Hidden Secrets of Gaudapada’s Mandukya Karika. This book is a complete retelling of the Mandukya Upanishad and Gaudapada’s Karika (commentary). The Mandukya is the primary source for the analysis of the three states. For a broader overview within the context of all principal Upanishads, read Awakening Through Vedanta. For practical meditation on the three states, read Find Inner Peace Now. For the relationship between the three states and the path to liberation, read How to Attain Moksha in Hinduism.
Summary
Avasthatraya in Vedanta means “the three states” – the three states of consciousness experienced by the Jiva (individual soul): waking (jagrat), dreaming (swapna), and deep sleep (sushupti). The Mandukya Upanishad (verses 1-7) is the primary source for the analysis of these three states. Waking (jagrat) is characterized by external objects, the gross body (sthula sharira, annamaya kosha), and the ego identified with the body. Dreaming (swapna) is characterized by internal objects, the subtle body (sukshma sharira – pranamaya, manomaya, vijnanamaya koshas), and the dream ego identified with the dream body. Deep sleep (sushupti) is characterized by the absence of objects, the causal body (karana sharira, anandamaya kosha), and the state of ignorance (avidya) experienced as peace and not-knowing. The three states correspond to the three bodies and the five sheaths. The same “I” (the same Jiva) experiences all three states. The Jiva is not any of the states. The Self (Atman) is the witness of all three states. The witness is Turiya (the fourth), which is not a state but the ground and substratum of all states. The purpose of analyzing Avasthatraya is discrimination (viveka): “I am not the waking state. I am not the dreaming state. I am not the deep sleep state. I am the witness of all three. I am the Self. I am Turiya.” The three states are the waves. You are the ocean. The three states are the reflections. You are the original. The three states are the seen. You are the seer. Be the seer. Be the witness. Be free.
Om Shanti Shanti Shanti.
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